Legal Opinion

Lindeen v. Securities & Exchange Commission

Court of Appeals for the D.C. Circuit

Decided June 14, 2016No. 15-1149PublishedCited by 22 opinions

1Opinion of the Court

KAREN LeCRAFT HENDERSON, Circuit Judge:

Pursuant to congressional mandate, the Securities and Exchange Commission (SEC or Commission) created a new class of securities offerings freed from federal-registration requirements so long as the issuers of these securities comply with certain investor safeguards. See Amendments for Small and Additional Issues Exemptions Under the Securities Act (Regulation A[-Plus] ), 1 80 Fed. Reg. 21,806 (Apr. 20, 2015) (to be codified at 17 C.F.R. pts. 200, 230, 232, 239, 240, 249, & 260). The SEC also provided that anyone buying a certain subset of the securities…

2Cases cited23 opinions

  1. Chevron U. S. A. Inc. v. Natural Resources Defense Council, Inc.Supreme Court of the United States · 1984
  2. United States v. Mead Corp.Supreme Court of the United States · 2001
  3. Medtronic, Inc. v. LohrSupreme Court of the United States · 1996
  4. Community for Creative Non-Violence v. ReidSupreme Court of the United States · 1989
  5. Commodity Futures Trading Commission v. SchorSupreme Court of the United States · 1986

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3Cited by22 opinions

  1. Mozilla Corporation v. FCCCourt of Appeals for the D.C. Circuit · 2019
  2. American Bankers Association v. National Credit Union AdministrationCourt of Appeals for the D.C. Circuit · 2019
  3. Cigar Association of America v. FDACourt of Appeals for the D.C. Circuit · 2020
  4. American Lung Association v. EPACourt of Appeals for the D.C. Circuit · 2021
  5. Nicopure Labs, LLC v. Food and Drug AdministrationDistrict Court, District of Columbia · 2017

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