Legal Opinion
Castleman v. Office of Comptroller, Department of Banking & Finance, Division of Securities & Investor Protection
District Court of Appeal of Florida
Decided February 28, 1989No. 87-2054PublishedCited by 1 opinion
1Opinion of the Court
ZEHMER, Judge.
Owen Castleman appeals the final order of the Comptroller denying his application for registration as an associated person with First United Securities Group of California under section 517.12, Florida Statutes (1987). He raises two points, one of which requires that we reverse and remand for a new hearing.
On October 13, 1986, Castleman filed a form U-4 Application for Securities Industry Registration or Transfer with the Comptroller, as head of the Florida Department of Banking and Finance (the Department). The application sought registration as an associated person to sell or…
2Cases cited5 opinions
- State v. KahlerSupreme Court of Florida · 1970
- State v. SnowdenDistrict Court of Appeal of Florida · 1977
- Hall v. StateDistrict Court of Appeal of Florida · 1983
- McGraw v. DEPT. OF STATE, DIV. OF LICENGINGDistrict Court of Appeal of Florida · 1986
- Dept. of Banking & Finance v. EvansDistrict Court of Appeal of Florida · 1989
3Cited by1 opinion
- Osborne Stern and Co. v. Dept. of BankingDistrict Court of Appeal of Florida · 1994