Carol O'COnnOr v. R.F. Lafferty & Company, Inc. And Roy A. Foulke
Court of Appeals for the Tenth Circuit
1Opinion of the Court
BRORBY, Circuit Judge.
Plaintiff appeals the district court’s grant of summary judgment disposing of her federal and state securities law claims. She also appeals the district court’s decision to submit her remaining state law tort claims to arbitration. We affirm in part, and reverse in part.
I. FACTS
In 1975, Carol M. O’Connor received a $200,000 property settlement from her divorce. She deposited this entire sum into an account with the investment firm of R.F. Lafferty & Company, Inc., to be handled by Roy Foulke. Ms. O’Connor’s brother recommended Mr. Foulke who was a family friend and who…
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- Russillo v. ScarboroughCourt of Appeals for the Tenth Circuit · 1991
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