Legal Opinion

Merrill Lynch & Co. v. Mathes

Appellate Division of the Supreme Court of the State of New York

Decided February 23, 1995PublishedCited by 3 opinions

1Opinion of the Court

—Order and judgment (one paper), Supreme Court, New York County (Phyllis GangelJacob, J.), entered August 12, 1993, which granted petitioner stock broker’s application for a stay of arbitration to the extent respondent customer’s claims were attributable to investments made more than six years before the filing of the demand for arbitration, or sought to recover punitive damages, unanimously reversed, on the law, to the extent appealed from, the motion for a stay denied and the petition dismissed, without costs or disbursements.

Jurisdiction over respondent was not properly exercised by the…

2Cases cited2 opinions

  1. Merrill Lynch, Pierce, Fenner & Smith, Inc. v. McLeodAppellate Division of the Supreme Court of the State of New York · 1995
  2. Painewebber Inc. v. McAdamsAppellate Division of the Supreme Court of the State of New York · 1995

3Cited by3 opinions

  1. Koob v. IDS Financial Services, Inc.Appellate Division of the Supreme Court of the State of New York · 1995
  2. Ann F. Cogswell, F/k/a Ann F. Stanton v. Merrill Lynch, Pierce, Fenner & Smith Inc. Ben D. TrevorCourt of Appeals for the Tenth Circuit · 1996
  3. CREDIT SUISSE SECURITIES (USA) LLC v. HilliardDistrict Court, S.D. New York · 2007

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