Legal Opinion
WC Capital Management, LLC v. UBS Securities, LLC
Court of Appeals for the Second Circuit
Decided April 1, 2013No. Docket 11-122-cvPublishedCited by 38 opinions
1Opinion of the Court
LOHIER, Circuit Judge:
We are asked to determine whether a broker’s disclosures to its customers regarding margin maintenance requirements for margin accounts complied with Section 10(b) of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 10b-16, 17 C.F.R. § 240.10b-16, promulgated thereunder. WC Capital Management, LLC (“WC”), Willow Creek Capital Partners, L.P. (“WCCP”), and Willow Creek Short Biased 30/130 Fund, L.P. (“WCSB”) (collectively, “Willow Creek”) started this action against UBS Securities, LLC and UBS AG (together, “UBS”), claiming a violation of Rule 10b-16.…
2Cases cited18 opinions
- Ashcroft v. IqbalSupreme Court of the United States · 2009
- Lujan v. Defenders of WildlifeSupreme Court of the United States · 1992
- Chiarella v. United StatesSupreme Court of the United States · 1980
- Hayden v. PatersonCourt of Appeals for the Second Circuit · 2010
- Stoneridge Investment Partners, LLC v. Scientific-Atlanta, Inc.Supreme Court of the United States · 2008
13 more not listed; retrieve them via the Exa API.
3Cited by38 opinions
- John v. Whole Foods Market Group, Inc.Court of Appeals for the Second Circuit · 2017
- Alan Harry, Levante Capital, LLC v. Total Gas & Power N. Am., Inc.Court of Appeals for the Second Circuit · 2018
- Judith Goldman v. Citigroup Global Markets IncCourt of Appeals for the Third Circuit · 2016
- Miller v. Metropolitan Life Insurance Co.Court of Appeals for the Second Circuit · 2020
- MGM Resorts International Global Gaming Development, LLC v. MalloyCourt of Appeals for the Second Circuit · 2017
33 more not listed; retrieve them via the Exa API.