Tirado v. Shearson Lehman American Express, Inc.
District Court, D. Puerto Rico
1Opinion of the Court
OPINION AND ORDER
FUSTÉ, District Judge.
On August 22, 1985, Milton Cardona Tirado, a securities investor, filed a complaint against broker-dealers Shearson Lehman American Express, Inc., Prudential Bache Securities, Inc., and A.G. Becker, Inc. for alleged federal and state law violations resulting from unauthorized investments, fraud, and churning in the management of his account. Plaintiff asserts federal jurisdiction under the Securities Act of 1933, 15 U.S.C. Sec. 77a, the Securities Exchange Act of 1934,15 U.S.C. Sec. 78a, and diversity of citizenship. Prudential Bache counters with a…
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- Wilko v. SwanSupreme Court of the United States · 1953
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