Gorlin v. Bond Richman & Co.
District Court, S.D. New York
1Opinion of the Court
OPINION AND ORDER
SPRIZZO, District Judge:
Plaintiffs Albert and Selma Gorlin bring this action pursuant to 15 U.S.C. § 80b-6 (1982) (the Investment Advisers Act of 1940 (“IAA”)); 15 U.S.C. § 78j (1982) and 17 C.F.R. § 240.10b-5 (1987) (section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 (“section 10(b)”)); and 18 U.S.C. § 1964(c) (1982) (Civil RICO (“RICO”)). Plaintiffs also allege state law claims of fraud, negligence, breach of contract and breach of fiduciary duty. Defendants have moved for summary judgment on the ground that plaintiffs’ claims are barred by the relevant…
2Cases cited24 opinions
- Transamerica Mortgage Advisors, Inc. v. LewisSupreme Court of the United States · 1979
- Agency Holding Corp. v. Malley-Duff & Associates, Inc.Supreme Court of the United States · 1987
- Bankers Trust Company v. Daniel Rhoades, Herman Soifer and Milton BratenCourt of Appeals for the Second Circuit · 1988
- Armstrong v. McAlpinCourt of Appeals for the Second Circuit · 1983
- Fed. Sec. L. Rep. P 95,865 James Arneil and Vernon A. Stockwell v. James B. Ramsey, Jr.Court of Appeals for the Second Circuit · 1977
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3Cited by21 opinions
- Global Financial Corp. v. Triarc Corp.New York Court of Appeals · 1999
- Barnett v. International Business MacHines Corp.District Court, S.D. New York · 1995
- Weiss v. La SuisseDistrict Court, S.D. New York · 2001
- Epstein v. Haas Securities Corp.District Court, S.D. New York · 1990
- Ackerman v. National Property Analysts, Inc.District Court, S.D. New York · 1992
16 more not listed; retrieve them via the Exa API.