Legal Opinion

Morris v. Wachovia Securities, Inc.

District Court, E.D. Virginia

Decided July 28, 2004No. CIV.A. 3:02CV797PublishedCited by 15 opinions

1Opinion of the Court

MEMORANDUM OPINION

PAYNE, District Judge.

In this civil action, the Plaintiff, Patrick V. Morris, seeks to recover compensatory and/or rescissionary damages, prejudgment interest, disgorgement of profits, and costs and attorneys’ fees from the Defendant, Wa-chovia Securities, Inc. (‘Wachovia”), for alleged violations of section 10(b) of the Securities Exchange Act of 1934 (15 U.S.C. § 78j(b)) (“1934 Act”) and section 206 of the Investment Advisers Act of 1940 (15 U.S.C. § 80b-6) (“IAA”), in connection with Wacho-via’s Masters Program, a portfolio management service to which Morris subscribed.

Sin…

2Cases cited59 opinions

  1. Amchem Products, Inc. v. WindsorSupreme Court of the United States · 1997
  2. General Telephone Co. of Southwest v. FalconSupreme Court of the United States · 1982
  3. Eisen v. Carlisle & JacquelinSupreme Court of the United States · 1974
  4. Basic Inc. v. LevinsonSupreme Court of the United States · 1988
  5. TSC Industries, Inc. v. Northway, Inc.Supreme Court of the United States · 1976

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3Cited by15 opinions

  1. Labauve v. Olin Corp.District Court, S.D. Alabama · 2005
  2. Schwab v. Philip Morris USA, Inc.District Court, E.D. New York · 2006
  3. In re Bearingpoint, Inc. Securities LitigationDistrict Court, E.D. Virginia · 2006
  4. In Re Scientific-Atlanta, Inc. Securities LitigationDistrict Court, N.D. Georgia · 2007
  5. City of Cape Coral Mun. Firefighters' Ret. Plan v. Emergent Biosolutions, Inc.District Court, D. Maryland · 2018

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