State v. Silberberg

OPINION STATEMENT OF CASE

By FULTON, J.

These two cases based on criminal indictments were heard together. The first case, No. 64412, embraces two counts based upon the Ohio Securities Act against Silberberg only. Count One alleges a prohibited sale of an alleged security which was not registered or qualified, not exempted, and which was not the subject matter of a transaction exempted by law. Count Two alleges that Silberberg made the sale of the alleged security described in Count One when he, Silberberg, was not licensed to make such sale.

It is clear that both counts in Case No. 64412 arise…