BGC Notes, LLC v. Gordon
Appellate Division of the Supreme Court of the State of New York
1Opinion of the Court
Order, Supreme Court, New York County (Saliann Scarpulla, J.), entered July 15, 2015, which denied the motion of plaintiff BGC Notes, LLC for summary judgment in lieu of a complaint, and granted defendant’s motion to compel arbitration and to stay the action, unanimously affirmed, without costs.
Nonparty BGC Financial is a securities broker-dealer and a member of the Financial Industry Regulatory Authority, Inc. (FINRA); BGC Notes is an affiliate of BGC Financial. BGC Notes is not itself a member of FINRA, but some of its affiliates, such as BGC Financial, are members. Similarly, defendant…
2Cases cited3 opinions
- Belzberg v. Verus Investments Holdings Inc.New York Court of Appeals · 2013
- Life Technologies Corp. v. AB Sciex Pte. Ltd.District Court, S.D. New York · 2011
- Mark Ross & Co. v. XE Capital Management, LLCAppellate Division of the Supreme Court of the State of New York · 2007
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