Legal Opinion
United States v. James Frith, Jr.
Court of Appeals for the Seventh Circuit
Decided August 29, 2006No. 04-2364PublishedCited by 62 opinions
1Opinion of the Court
SYKES, Circuit Judge.
A jury convicted James Frith, Jr. of two securities law violations (out of twenty-three charges) for operating his registered broker-dealership without enough money in its reserve accounts. His convictions, the result of financial shortfalls on a single day in 1997, were the culmination of a broader, seventeen-month charade during which Frith manipulated millions of dollars on his firm’s books and filed false reports with regulators to conceal the true financial status of his firm. The district court sentenced Frith to 97 months in prison and ordered that he pay…
2Cases cited23 opinions
- United States v. BookerSupreme Court of the United States · 2004
- United States v. WattsSupreme Court of the United States · 1997
- Hughey v. United StatesSupreme Court of the United States · 1990
- United States v. Gary R. GeorgeCourt of Appeals for the Seventh Circuit · 2005
- United States v. SolisCourt of Appeals for the Fifth Circuit · 2002
18 more not listed; retrieve them via the Exa API.
3Cited by62 opinions
- United States v. JonesCourt of Appeals for the Seventh Circuit · 2011
- United States v. OrosCourt of Appeals for the Seventh Circuit · 2009
- United States v. SchroederCourt of Appeals for the Seventh Circuit · 2008
- United States v. WebberCourt of Appeals for the Seventh Circuit · 2008
- United States v. David H. SwansonCourt of Appeals for the Seventh Circuit · 2007
57 more not listed; retrieve them via the Exa API.