Thomas F. Puckett and Mildred M. Puckett v. Rufenacht, Bromagen & Hertz, Inc.
Court of Appeals for the Fifth Circuit
1Opinion of the Court
JOHN R. BROWN, Circuit Judge:
This case arose out of the commodity futures trading tragedy of Dr. and Mildred Puckett. The trial court granted summary judgment in favor of Rufenacht, Bromagen & Hertz, Inc. (RB & H), the broker, on all counts below. We affirm the summary judgment dismissing the Pucketts’ claims that RB & H committed common law fraud or violated § 4b of the Commodities Exchange Act (CEA), 7 U.S.C. § 6b. However, we certify the state law questions of negligence and breach of fiduciary duty to the Supreme Court of Mississippi.
Standard of Review
Our review of a grant of summary…
2Cases cited37 opinions
- Lehman Brothers v. ScheinSupreme Court of the United States · 1974
- Commodity Futures Trading Commission v. Jack W. SavageCourt of Appeals for the Ninth Circuit · 1980
- Impossible Electronics Techniques, Inc. v. Wackenhut Protective Systems, Inc.Court of Appeals for the Fifth Circuit · 1982
- Eusebio M. Martinez, Father of Jacqueline M. Martinez, a Minor, Deceased v. Jose Rodriquez and Antonio Rodriquez, D/B/A Ingram Court ApartmentsCourt of Appeals for the Fifth Circuit · 1968
- Rebecca J. Schofield v. First Commodity Corporation of Boston, Rebecca J. Schofield v. First Commodity Corporation of BostonCourt of Appeals for the First Circuit · 1986
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3Cited by28 opinions
- Fields v. City of South HoustonCourt of Appeals for the Fifth Circuit · 1991
- Overseas Inns S.A. P.A. v. United StatesCourt of Appeals for the Fifth Circuit · 1990
- Fields v. City of South Houston, TexasCourt of Appeals for the Fifth Circuit · 1991
- Petroleum Helicopters, Inc. v. Avco Corp.Court of Appeals for the Fifth Circuit · 1991
- Puckett v. Rufenacht, Bromagen & HertzMississippi Supreme Court · 1991
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