Smith Barney Division of Citigroup Global Markets, Inc. v. Griffin

Gants, Ralph D., J.

The defendant Michelle Griffin (“Griffin”) was a financial advisor in the Boston branch of the plaintiff, The Smith Barney Division of Citigroup Global Markets, Inc. (“Smith Barney”), until December 28, 2007, when she resigned to accept a financial advisor position with NY Life. Griffin began her employment with Smith Barney (when it was known as Shearson Lehman Brothers, Inc.) as a sales assistant. After receiving her Series 7 license, she entered a training program with Shearson to become a financial consultant associate and executed on January 24, 1994 a Financial…