Legal Opinion
Securities & Exchange Commission v. Smith
District Court, N.D. New York
Decided July 20, 2011No. 8:10-cr-00457PublishedCited by 11 opinions
1Opinion of the Court
MEMORANDUM-DECISION AND ORDER
DAVID R. HOMER, United States Magistrate Judge.
Presently pending is the motion of plaintiff Securities and Exchange Commission (“SEC”) for an order awarding sanctions against defendant Lynn A. Smith and non-parties Jill A. Dunn, Esq. (“Dunn”), David M. Wojeski (“Wojeski”), and Thomas J. Urbelis, Esq. (“Urbelis”) as well as leave to pursue discovery on the issue of sanctions as to non-party James D. Featherstonhaugh, Esq. (“Featherstonhaugh”). Dkt. No. 261. All such individuals oppose the motion. Dkt. Nos. 300-10. For the reasons which follow, the SEC’s motion is…
2Cases cited25 opinions
- Chambers v. Nasco, Inc.Supreme Court of the United States · 1991
- Arista Records, LLC v. Doe 3Court of Appeals for the Second Circuit · 2010
- Arbor Hill Concerned Citizens Neighborhood Ass'n v. County of Albany & Albany County Board of ElectionsCourt of Appeals for the Second Circuit · 2008
- Gollomp v. SpitzerCourt of Appeals for the Second Circuit · 2009
- Securities and Exchange Commission v. First Jersey Securities, Inc. And Robert E. BrennanCourt of Appeals for the First Circuit · 1996
20 more not listed; retrieve them via the Exa API.
3Cited by11 opinions
- In re DunnNew York Court of Appeals · 2015
- Kortright Capital Partners LP v. Investcorp Inv. Advisers Ltd.District Court, S.D. Illinois · 2018
- Gardner v. Simpson Financing Ltd. PartnershipDistrict Court, D. Massachusetts · 2013
- United States Securities & Exchange Commission v. VerdiramoDistrict Court, S.D. New York · 2012
- Ammann v. Sharestates, Inc.District Court, E.D. New York · 2025
6 more not listed; retrieve them via the Exa API.