Investment Management & Research, Inc. v. Hamilton
Supreme Court of Alabama
1Opinion of the Court
On Application For Rehearing
The opinion of March 20, 1998, is withdrawn and this opinion is substituted therefor.
The defendant appeals from the denial of its request to compel arbitration.
Charles Brashier, a registered representative of Investment Management Research, Inc. ("IMR"), approached Douglas Hamilton about Hamilton's opening a securities investment account with IMR. Hamilton signed a "customer agreement" form authorizing IMR to serve as his introducing broker (the broker who deals with and places orders for Hamilton), and authorizing Raymond James Associates to serve as his clearing…
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