United States v. DiRoma

JULIAN, District Judge.

A hearing was held on December 13, 1965, on paragraph 1 of the motion of the defendant DiRoma to dismiss the indictment against him. The defendant bases his motion on the Fifth1 and Sixth2 *888Amendments to the United States Constitution and the immunity provisions of 15 U.S.C. § 77v(c),3 particularly as they may apply to four specific occasions on which the defendant came into contact with representatives of the Securities and Exchange Commission (SEC). I shall consider each of the four instances individually.

I. Meeting in May, 1960

The defendant learned in April or May of…