Legal Opinion
Ahmad Baravati v. Josephthal, Lyon & Ross, Incorporated, and Peter Sheib
Court of Appeals for the Seventh Circuit
Decided July 1, 1994No. 93-3647PublishedCited by 118 opinions
1Opinion of the Court
POSNER, Chief Judge.
Ahmad Baravati was employed as a broker in the Chicago office of Josephthal, Lyon & Ross, Inc. (JLR), a New York securities firm that is a member of the National Association of Securities Dealers. JLR fired Baravati. The NASD requires that whenever a broker is terminated, the member firm that employed him must fill out and submit to the association a termination notice form (form U-5), which the NASD retains and makes available to any member who wants information about the broker, perhaps because he has applied for a job with the member. The form asks the reason for the…
2Cases cited44 opinions
- Erie Railroad v. TompkinsSupreme Court of the United States · 1938
- Moses H. Cone Memorial Hospital v. Mercury Construction Corp.Supreme Court of the United States · 1983
- United Steelworkers v. Enterprise Wheel & Car Corp.Supreme Court of the United States · 1960
- Prima Paint Corp. v. Flood & Conklin Mfg. Co.Supreme Court of the United States · 1967
- United Paperworkers International Union v. Misco, Inc.Supreme Court of the United States · 1987
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3Cited by118 opinions
- in Re Olshan Foundation Repair Company, LLC and Olshan Foundation Repair Company of Dallas, Ltd.Texas Supreme Court · 2010
- Zuver v. Airtouch Communications, Inc.Washington Supreme Court · 2004
- Zuver v. Airtouch Communications, Inc.Washington Supreme Court · 2004
- Joan M. Steffes v. Stepan CompanyCourt of Appeals for the Seventh Circuit · 1998
- Cuna Mutual Insurance Society v. Office and Professional Employees International Union, Local 39Court of Appeals for the Seventh Circuit · 2006
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