Legal Opinion
United States v. Aldo Tarallo
Court of Appeals for the Ninth Circuit
Decided August 20, 2004No. 02-50252PublishedCited by 52 opinions
1Opinion of the Court
OPINION
GRABER, Circuit Judge:
Defendant Aldo Tarallo appeals his convictions on six counts of securities fraud, in violation of 15 U.S.C. §§ 78j(b) and 78ff and 17 C.F.R. § 240.10b-5; and four counts of mail fraud, in violation of 18 U.S.C. § 1341. We reverse his convictions with respect to three vicarious liability counts for lack of evidence. In affirming the remaining seven counts, we hold that a defendant may commit securities fraud “willfully” in violation of 15 U.S.C. § 78ff and 17 C.F.R. § 240.10b-5 even if the defendant did not know at the time of the acts that the conduct violated the…
2Cases cited42 opinions
- Brady v. MarylandSupreme Court of the United States · 1963
- Apprendi v. New JerseySupreme Court of the United States · 2000
- Blakely v. WashingtonSupreme Court of the United States · 2004
- Neder v. United StatesSupreme Court of the United States · 1999
- Darden v. WainwrightSupreme Court of the United States · 1986
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3Cited by52 opinions
- United States v. Richard I. Berger, United States of America v. Richard I. BergerCourt of Appeals for the Ninth Circuit · 2007
- United States v. James LloydCourt of Appeals for the Ninth Circuit · 2015
- United States v. KaiserCourt of Appeals for the Second Circuit · 2010
- Francisco Jose Morales-Alegria v. Alberto R. Gonzales, Attorney GeneralCourt of Appeals for the Ninth Circuit · 2006
- United States v. LaurientiCourt of Appeals for the Ninth Circuit · 2010
47 more not listed; retrieve them via the Exa API.