Rosensweig v. Morgan Stanley & Co., Inc.
Court of Appeals for the Eleventh Circuit
1Opinion of the Court
JOHN R. GIBSON, Circuit Judge:
Morgan Stanley appeals from an order of the district court which confirmed the award of an arbitration panel in favor of one of Morgan Stanley’s former employees, Philip E. Rosensweig, and ordered the expungement of Rosensweig’s regulatory record. Rosensweig had instituted the arbitration proceedings to recover damages flowing from his termination as a securities broker at Morgan Stanley and Morgan Stanley’s alleged retention of client records that Rosensweig claimed belonged to him. Morgan Stanley contends that the arbitrators committed misconduct by refusing to…
2Cases cited11 opinions
- First Options of Chicago, Inc. v. KaplanSupreme Court of the United States · 1995
- In the Matter of the Arbitration Between Tempo Shain Corporation Neptune Plus Corporation v. Bertek, Inc.Court of Appeals for the Second Circuit · 1997
- Hoteles Condado Beach, La Concha and Convention Center v. Union De Tronquistas Local 901Court of Appeals for the First Circuit · 1985
- Delta Air Lines, Inc., Plaintiff-Counter-Claimant, Cross v. Air Line Pilots Association, International, Defendant-Counter-Claimant, Cross-AppelleeCourt of Appeals for the Eleventh Circuit · 1989
- Scott v. Prudential Securities, Inc.Court of Appeals for the Eleventh Circuit · 1998
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