James Edmond Moniz v. Financial Industry Regulatory Authority, Inc.

UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF OHIO WESTERN DIVISION AT DAYTON JAMES EDMOND MONIZ, Plaintiff, Case No. 3:25-cv-398 vs. FINANCIAL INDUSTRY REGULATORY District Judge Michael J. Newman AUTHORITY, INC., et al., Magistrate Judge Caroline H. Gentry Defendants. ______________________________________________________________________________ ORDER: (1) DENYING AS PREMATURE DEFENDANT FINRA’S MOTION TO VACATE (Doc. No. 7); (2) REQUIRING FINRA TO FILE, BY JUNE 26, 2026, A MEMORANDUM ADDRESSING WHETHER THE COURT HAS FEDERAL QUESTION JURISDICTION; (3) REQUIRING PLAINTIFF TO FILE, BY JULY…