Merrill Lynch, Pierce, Fenner & Smith, Inc. v. Collado-Schwarz

1 IN THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF PUERTO RICO 2 3 MERRILL LYNCH, PIERCE, FENNER & 4 SMITH, INC., 5 Petitioner, 6 v. CASE NO. 19-1248 (GAG) 7 ÁNGEL COLLADO-SCHWARZ, 8 Respondent. 9 10 OPINION AND ORDER 11 Merrill Lynch, Pierce, Fenner & Smith, Inc. (“Merrill Lynch” or “Petitioner”) filed 12 the above-captioned petition for confirmation of an arbitration award entered in favor of 13 Merrill Lynch on March 20, 2018, pursuant to the Federal Arbitration Act of 1947 (“FAA”), 14 as amended,

9 U.S.C. §§ 1

et seq., by the Financial Industry Regulatory Authority’s 15 (“FINRA”)…