Legal Opinion
Baum v. Phillips, Appel & Walden, Inc.
District Court, S.D. New York
Decided December 8, 1986No. 81 Civ. 5912 (PKL)PublishedCited by 33 opinions
1Opinion of the Court
LEISURE, District Judge:
This action arises under § 10(b) of the Securities Exchange Act of 1934 (the “Exchange Act”), 15 U.S.C. § 78j(b) (1983 & Supp.1986), and Rules 10b-5 and 10b-16 promulgated thereunder, 17 C.F.R. § 240-10b-5 and 10b-16 (1986); New York Stock Exchange Rule 431; §§ 7, 15, 9(a)(2) and 20(a) of the Exchange Act, 15 U.S.C. §§ 78g, 78o, 78i(a)(2) and 78t(a) (1983 & Supp.1986); and § 17(a) of the Securities Act of 1933 (the “Securities Act”), 15 U.S.C. 77q(a) (1983). The Court’s jurisdiction is invoked pursuant to 15 U.S.C. §§ 77v and 78aa. The complaint also sets forth claims…
2Cases cited55 opinions
- Matsushita Electric Industrial Co., Ltd. v. Zenith Radio CorporationSupreme Court of the United States · 1986
- United Mine Workers of America v. GibbsSupreme Court of the United States · 1966
- Sedima, S. P. R. L. v. Imrex Co.Supreme Court of the United States · 1985
- Ernst & Ernst v. HochfelderSupreme Court of the United States · 1976
- Cort v. AshSupreme Court of the United States · 1975
50 more not listed; retrieve them via the Exa API.
3Cited by33 opinions
- Fed. Sec. L. Rep. P 97,451 Jerry Krim, on Behalf of Himself and All Others Similarly Situated v. Banctexas Group, Inc., Banctexas Group, Inc.Court of Appeals for the Fifth Circuit · 1993
- In Re Amaranth Natural Gas Commodities LitigationDistrict Court, S.D. New York · 2008
- Landy v. Mitchell Petroleum Technology Corp.District Court, S.D. New York · 1990
- Cohen v. StevanovichDistrict Court, S.D. New York · 2010
- Cohen v. Avanade, Inc.District Court, S.D. New York · 2012
28 more not listed; retrieve them via the Exa API.