Legal Opinion
Securities and Exchange Commission v. R.G. Reynolds Enterprises, Inc. Richard Reynolds
Court of Appeals for the Ninth Circuit
Decided December 30, 1991No. 90-55185PublishedCited by 44 opinions
1Opinion of the Court
WILLIAM A. NORRIS, Circuit Judge:
This appeal presents the question whether interests in two separate investment programs sold by Richard Reynolds and R.G. Reynolds Enterprises, Inc. are securities. We hold that they are and affirm the district court’s award of summary judgment in favor of the Securities and Exchange Commission.
I
Richard Reynolds formed R.G. Reynolds Enterprises, Inc. in January 1985. As president, sole shareholder, and chairman of the board of Reynolds Enterprises, Reynolds directed its operations, which included the sale of the investment programs that are at issue in this…
2Cases cited23 opinions
- Anderson v. Liberty Lobby, Inc.Supreme Court of the United States · 1986
- Skidmore v. Swift & Co.Supreme Court of the United States · 1944
- Securities and Exchange Commission v. W. J. Howey Co.Supreme Court of the United States · 1946
- Church of the Holy Trinity v. United StatesSupreme Court of the United States · 1892
- United Housing Foundation, Inc. v. FormanSupreme Court of the United States · 1975
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3Cited by44 opinions
- Securities and Exchange Commission v. Paul S. Rubera, Securities and Exchange Commission v. Paul S. RuberaCourt of Appeals for the Ninth Circuit · 2003
- Securities & Exchange Commission v. ThompsonCourt of Appeals for the Tenth Circuit · 2013
- De Wit v. Firstar Corp.District Court, N.D. Iowa · 1995
- Securities & Exchange Commission v. Cross Financial Services, Inc.District Court, C.D. California · 1995
- Federal Trade Commission v. Network Services Depot, Inc.Court of Appeals for the Ninth Circuit · 2010
39 more not listed; retrieve them via the Exa API.