Legal Opinion
Nutek Information Systems, Inc. v. Arizona Corp. Commission
Court of Appeals of Arizona
Decided November 10, 1998No. 1 CA-CV 97-0590PublishedCited by 20 opinions
1Opinion of the Court
OPINION
RYAN, Judge.
¶ 1 The Arizona Corporation Commission (“Commission”) found that appellants violated Arizona securities laws by marketing membership interests in limited liability com panies involved in telecommunications. This appeal challenges the Commission’s conclusion that these interests constituted securities. We agree with the Commission and therefore affirm.
I
¶ 2 Appellant, SMR Advisory Group, L.C., (“SMR”) is a Texas limited liability company. Appellant, AKS DAKS Communications, Inc., (“ADC”) is a Florida corporation. Appellant, Albert Koenigsberg, (“Koenigsberg”) is the president…
2Cases cited26 opinions
- John D. Williamson, Plaintiffs-Appellants-Cross v. Gordon G. Tucker, Defendants-Appellees-CrossCourt of Appeals for the Fifth Circuit · 1981
- Securities and Exchange Commission v. W. J. Howey Co.Supreme Court of the United States · 1946
- United Housing Foundation, Inc. v. FormanSupreme Court of the United States · 1975
- Tcherepnin v. KnightSupreme Court of the United States · 1967
- International Brotherhood of Teamsters v. DanielSupreme Court of the United States · 1979
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3Cited by20 opinions
- Warfield v. AlanizCourt of Appeals for the Ninth Circuit · 2009
- Scottsdale Healthcare, Inc. v. Arizona Health Care Cost Containment System AdministrationArizona Supreme Court · 2003
- Eastern Vanguard Forex Ltd. v. Arizona Corp. CommissionCourt of Appeals of Arizona · 2003
- Siporin v. CarringtonCourt of Appeals of Arizona · 2001
- James G. Robinson v. Thomas W. Glynn, and Glynn Scientific, Incorporated Geophone Company, LLCCourt of Appeals for the Fourth Circuit · 2003
15 more not listed; retrieve them via the Exa API.