In re the Arbitration between R.C. Layne Construction, Inc. & Stratton Oakmont, Inc.
Appellate Division of the Supreme Court of the State of New York
1Opinion of the Court
OPINION OF THE COURT
Mazzarelli, J.
' In July 1992 petitioner R.C. Layne Construction, Inc., a construction company based in Elko, Nevada, opened a brokerage account with respondent Stratton Oakmont, Inc. (Stratton), a New York-based brokerage firm and member of the National Association of Securities Dealers, Inc. (NASD). Respondent Jordan Shamah is an employee of Stratton who, from August 1992 through January 1993, managed petitioner’s brokerage account, and was responsible for the vast majority of petitioner’s trading activity that was the subject of the arbitration underlying this appeal.
Peti…
2Cases cited9 opinions
- Mastrobuono v. Shearson Lehman Hutton, Inc.Supreme Court of the United States · 1995
- Norris v. CooperNew York Court of Appeals · 1984
- Garrity v. Lyle Stuart, Inc.New York Court of Appeals · 1976
- In re the Arbitration between Albany County Sheriff's Local 775 of Council 82 & County of AlbanyNew York Court of Appeals · 1984
- Mulder v. DonaldsonAppellate Division of the Supreme Court of the State of New York · 1996
4 more not listed; retrieve them via the Exa API.
3Cited by8 opinions
- Sanders v. GardnerDistrict Court, E.D. New York · 1998
- Americorp Securities, Inc. v. SagerAppellate Division of the Supreme Court of the State of New York · 1997
- Porush v. Lemire Ex Rel. Estate of LemireDistrict Court, E.D. New York · 1998
- Banc of America Securities v. KnightNew York Supreme Court · 2004
- In re the Arbitration between Lian & First Asset Management, Inc.Appellate Division of the Supreme Court of the State of New York · 2000
3 more not listed; retrieve them via the Exa API.