Legal Opinion
Chabot v. National Securities & Research Corp.
Court of Appeals for the Second Circuit
Decided April 26, 1961No. Nos. 26844, 26845PublishedCited by 8 opinions
1Opinion of the Court
FRIENDLY, Circuit Judge.
Plaintiffs in these similar actions are investors in two series of mutual funds provided for in a trust agreement between National Securities and Research Corporation and Empire Trust Company, as Trustee. The gravamen of the complaints is that the fees payable and paid to Empire Trust Company as trustee and to National Securities and Research Corporation as investment advisor and principal underwriter and distributor have been excessive in the light of the services rendered by them and the fees paid by other mutual funds. This is claimed to violate various sections of…
2Cases cited12 opinions
- Cohen v. Beneficial Industrial Loan Corp.Supreme Court of the United States · 1949
- Mitchell v. MaurerSupreme Court of the United States · 1934
- Baltimore Contractors, Inc. v. BodingerSupreme Court of the United States · 1955
- Swift & Co. Packers v. Compania Colombiana Del Caribe, S. A.Supreme Court of the United States · 1950
- Roberts v. United States District Court for the Northern District of CaliforniaSupreme Court of the United States · 1950
7 more not listed; retrieve them via the Exa API.
3Cited by8 opinions
- Brown v. BullockCourt of Appeals for the Second Circuit · 1961
- American Express Warehousing, Ltd. v. Transamerica Insurance CompanyCourt of Appeals for the Second Circuit · 1967
- Aleen Chabot v. National Securities and Research Corporation and Empire Trust Company, Seymour Schwartz v. National Securities and Research Corporation and Empire Trust CompanyCourt of Appeals for the Second Circuit · 1961
- American Express Warehousing, Ltd. v. Transamerica InsuranceCourt of Appeals for the Second Circuit · 1967
- Brown v. BullockCourt of Appeals for the Second Circuit · 1961
3 more not listed; retrieve them via the Exa API.