Legal Opinion
Bills v. Shaw, Hooker & Co.
District Court, N.D. California
Decided July 17, 1975No. C-75-0350-CBRPublishedCited by 2 opinions
1Opinion of the Court
ORDER GRANTING MOTION TO DISMISS
RENFREW, District Judge.
On February 20, 1975, nineteen plaintiffs filed this action, naming as defendants Shaw, Hooker & Co., and Davis Skaggs & Co., both registered broker-dealers with the Securities and Exchange Commission, and two individuals who are or were registered representatives with Shaw, Hooker & Co. The complaint, as amended, is predicated upon alleged violations of certain provisions of the Securities and Exchange Act of 1934, 15 U.S.C. § 78a et seq. (hereinafter “1934 Act”), certain rules and regulations promulgated thereunder, and certain…
2Cases cited6 opinions
- Mills v. Electric Auto-Lite Co.Supreme Court of the United States · 1970
- Skelly Oil Co. v. Phillips Petroleum Co.Supreme Court of the United States · 1950
- J. I. Case Co. v. BorakSupreme Court of the United States · 1964
- Royal Air Properties, Inc., a Corporation, Harold L. Heathman and Madge I. Heathman v. R. Philip SmithCourt of Appeals for the Ninth Circuit · 1962
- Gregory-Massari, Inc. v. PurkittCalifornia Court of Appeal · 1969
1 more not listed; retrieve them via the Exa API.
3Cited by2 opinions
- Philip Barbara v. New York Stock Exchange, Inc.Court of Appeals for the Second Circuit · 1996
- Arden-Mayfair, Inc. v. Louart Corp.District Court, D. Delaware · 1977