Legal Opinion
Tilton v. Securities & Exchange Commission
Court of Appeals for the Second Circuit
Decided June 1, 2016No. Docket No. 15-2103PublishedCited by 47 opinions
1Opinion of the Court
SACK, Circuit Judge:
The Securities and Exchange Commission (the “SEC” or the “Commission”) enforces the federal securities laws by, among other things, filing actions seeking monetary penalties against alleged transgressors. Under the 2010 Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Dodd-Frank Act”), Pub. L. No. 111-203, 124 Stat. 1376, the SEC’s enforcement actions generally may take either of two forms: a civil lawsuit in federal district court, or an administrative proceeding conducted by the Commission or an administrative law judge (“ALJ”). Where both of those…
2Cases cited15 opinions
- Federal Trade Commission v. Standard Oil Co.Supreme Court of the United States · 1980
- McNary v. Haitian Refugee Center, Inc.Supreme Court of the United States · 1991
- Thunder Basin Coal Co. v. ReichSupreme Court of the United States · 1994
- Renegotiation Board v. Bannercraft Clothing Co.Supreme Court of the United States · 1974
- Elgin v. Department of the TreasurySupreme Court of the United States · 2012
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3Cited by47 opinions
- Island Creek Coal Co. v. Jay WilkersonCourt of Appeals for the Sixth Circuit · 2018
- John Doe Co. v. Consumer Financial Protection BureauCourt of Appeals for the D.C. Circuit · 2017
- Jarkesy v. SECCourt of Appeals for the Fifth Circuit · 2022
- City of Providence v. Bats Global Markets, Inc.Court of Appeals for the Second Circuit · 2017
- Lanier v. Bats Exchange, Inc.Court of Appeals for the Second Circuit · 2016
42 more not listed; retrieve them via the Exa API.