Legal Opinion

In Re Primeline Securities Corp.

District Court, D. Kansas

Decided July 5, 2000No. 99-1429. Adversary No. 98-5010Published

1Opinion of the Court

MEMORANDUM AND ORDER

MARTEN, District Judge.

Linda S. Parks, Trustee for the liquidation of Primeline Securities Corp. (“Primeline”), and the Securities Investor Protection Corporation (“SIPC”) appeal from the memorandum decision and judgment of the U.S. Bankruptcy Court for the District of Kansas dated October 6, 1999, finding that various claimants (“Claimants”) 1 in the liquidation proceeding of Primeline were “customers” pursuant to the Securities Investor Protection Act of 1970 (“SIPA”), 15 U.S.C. § 78aaa et seq. 2

I. Factual Background

At all times relevant hereto, Primeline was a licensed…

2Cases cited10 opinions

  1. Securities and Exchange Commission v. W. J. Howey Co.Supreme Court of the United States · 1946
  2. In Re M & L Business Machine Company, Inc.Court of Appeals for the Tenth Circuit · 1996
  3. United States v. RichmanCourt of Appeals for the Tenth Circuit · 1997
  4. Resolution Trust Corp. v. StoneCourt of Appeals for the Tenth Circuit · 1993
  5. In Re Stalvey & Associates, Inc.Court of Appeals for the Fifth Circuit · 1985

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