Legal Opinion
Securities & Exchange Commission v. Vassallo
District Court, E.D. California
Decided May 23, 2014No. CIV. S-09-0665 LKK/DADPublishedCited by 2 opinions
1Opinion of the Court
ORDER
LAWRENCE K. KARLTON, District Judge.
The U.S. Securities and Exchange Commission (“SEC”), in this securities fraud enforcement action, moves for a final judgment of disgorgement for $43 million against defendant Anthony Vassallo, with pre-judgment interest, and civil penalties. ECF No. 488. For the reasons set forth below, the court will grant the motion.
I. BACKGROUND
According to the SEC’s complaint, ECF No. 1, from approximately May 2004 through November 2008, defendant Vas-sallo (and Kenneth Kenitzer, who is not involved in this motion), raised over $40 million from approximately 150…
2Cases cited9 opinions
- Osterneck v. Ernst & WhinneySupreme Court of the United States · 1989
- Burgess v. Premier Corp.Court of Appeals for the Ninth Circuit · 1984
- United States v. Robert S. GordonCourt of Appeals for the Ninth Circuit · 2004
- Securities and Exchange Commission v. Joseph C. PalmisanoCourt of Appeals for the Second Circuit · 1998
- Donald Hateley, the Cambridge Group, and Wendy Seretan v. Securities and Exchange CommissionCourt of Appeals for the Ninth Circuit · 1993
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3Cited by2 opinions
- Securities and Exchange Commission v. CatledgeDistrict Court, D. Nevada · 2020
- Securities and Exchange Commission v. CatledgeDistrict Court, D. Nevada · 2019