Bulldog Investors General Partnership v. Secretary of the Commonwealth
Massachusetts Supreme Judicial Court
1Opinion of the CourtGants, J.
On January 31, 2007, the Enforcement Section of the Securities Division of the office of the Secretary of the Commonwealth (Secretary) filed an administrative complaint alleging that three “hedge funds” offered by Bulldog Investors General Partnership operating under the trade name “Bulldog Investors” had violated § 301 of G. L. c. 110A of the Massachusetts Uniform Securities Act (Massachusetts act) by offering unregistered securities to a Massachusetts resident through a publicly available Web site and an electronic mail (e-mail) message. The respondents to this enforcement action included…
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