Legal Opinion
In re Arbitration between Sobel & Charles Schwab & Co.
Appellate Division of the Supreme Court of the State of New York
Decided February 1, 2007PublishedCited by 3 opinions
1Opinion of the Court
Lahtinen, J. Appeal from an order of the Supreme Court (Tait, J.), entered May 11, 2005 in Delaware County, which denied petitioner’s application pursuant to CFLR 7511 to vacate an arbitration award.
Respondent Charles Schwab & Company, Inc. (hereinafter respondent) was petitioner’s securities broker during the late 1990s when petitioner sustained significant financial losses. Eetitioner filed a complaint in the Office of Dispute Resolution of the National Association of Securities Dealers alleging that his losses were caused by misleading conduct and gross negligence of respondent. An…
2Cases cited13 opinions
- In Re the Arbitration Between Weinrott & CarpNew York Court of Appeals · 1973
- United Federation of Teachers, Local 2 v. Board of EducationNew York Court of Appeals · 2003
- Goldfinger v. LiskerNew York Court of Appeals · 1986
- Hackett v. Milbank, Tweed, Hadley & McCloyNew York Court of Appeals · 1995
- Board of Education of the Dover Union Free School District v. Dover-Wingdale Teachers' Ass'nNew York Court of Appeals · 1984
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3Cited by3 opinions
- In re the Arbitration between Eastman Associates, Inc. & Juan Ortoo Holdings, Ltd.Appellate Division of the Supreme Court of the State of New York · 2011
- CSP Technologies, Inc. v. HekalAppellate Division of the Supreme Court of the State of New York · 2008
- Matter of Mexvalo, S. De R.L. De C v. v. Desarrolladora Farallon S. De R.L. De C.V.Appellate Division of the Supreme Court of the State of New York · 2018