Legal Opinion

Securities & Exchange Commission v. Great American Industries, Inc.

District Court, S.D. New York

Decided October 4, 1966No. 60 Civ. 1734PublishedCited by 8 opinions

1Opinion of the Court

OPINION

RYAN, Chief Judge.

In this action the Commission seeks to enjoin all but defendant Mele from further alleged violations of Section 10(b) and Rule 10b-5; three defendants, Mack, Marren and Stolz, from further alleged violations of Section 13(a) and Rule 13a-11; and two defendants, Stolz and Mele, from further alleged violations of Section 16(a) and Rule 16a-l of the SEA of 1934. The Commission also seeks a mandatory injunction directing Mack, Mar-ren, Stolz 1 and Mele to comply with the provisions of the sections claimed to have been violated.

Section 10(b) and Rule 10b-5, known as the…

2Cited by8 opinions

  1. Lee v. MacOn County Board of EducationDistrict Court, M.D. Alabama · 1967
  2. Securities and Exchange Commission v. Texas Gulf Sulphur Co., a Texas Corporation, Charles F. Fogarty, Richard D. Mollison, Walter Holyk, Kenneth H. Darke, Francis G. Coates, Claude O. Stephens, John A. Murray, Earl L. Huntington, and Harold B. Kline, Defendants- Securities and Exchange Commission v. David M. Crawford and Richard H. ClaytonCourt of Appeals for the Second Circuit · 1968
  3. Berland v. MackDistrict Court, S.D. New York · 1969
  4. Securities & Exchange Commission v. Great American Industries, Inc.Court of Appeals for the Second Circuit · 1968
  5. United States Securities & Exchange Commission v. BlackwellDistrict Court, S.D. Ohio · 2003

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