Legal Opinion
Securities and Exchange Commission v. Paul Barraco, Joan Barraco and Jerry Strand
Court of Appeals for the Tenth Circuit
Decided March 5, 1971No. 85-70PublishedCited by 8 opinions
1Opinion of the Court
JOHNSEN, Senior Circuit Judge.
The Securities and Exchange Commission brought suit under section 21(e) of the Securities and Exchange Act of 1934, 15 U.S.C. § 78u(e), for an injunction against Barraco & Co., a Utah corporation, as a registered broker and dealer, on some violations- by it of the Act, and against Paul Barraco, Joan Barraco and Jerry Strand, as officers of the corporation, and also against them in their individual capacity as having personally been aiders and abettors in the commission of the violations.
The court issued a preliminary in junction, and later a permanent one,…
2Cases cited10 opinions
- Porter v. Warner Holding Co.Supreme Court of the United States · 1946
- Wilson v. United StatesSupreme Court of the United States · 1910
- Federal Trade Commission v. Standard Education SocietySupreme Court of the United States · 1937
- Hartford-Empire Co. v. United StatesSupreme Court of the United States · 1945
- Securities & Exchange Commission v. Timetrust, Inc.District Court, N.D. California · 1939
5 more not listed; retrieve them via the Exa API.
3Cited by8 opinions
- Fed. Sec. L. Rep. P 94,464 Securities and Exchange Commission v. William v. Coffey, and John M. KingCourt of Appeals for the Sixth Circuit · 1974
- Securities & Exchange Commission v. National Student Marketing Corp.District Court, District of Columbia · 1978
- Simon Property Group L.P. v. Mysimon, Inc.District Court, S.D. Indiana · 2000
- SECURITIES AND EXCHANGE COM'N v. Resch-Cassin & Co., Inc.District Court, S.D. New York · 1973
- Securities and Exchange Commission v. Crofters, Inc.District Court, S.D. Ohio · 1972
3 more not listed; retrieve them via the Exa API.