Legal Opinion

Securities & Exchange Commission v. Securities Northwest, Inc.

Court of Appeals for the Ninth Circuit

Decided April 14, 1978No. 76-1556PublishedCited by 1 opinion

1Opinion of the Court

KOELSCH, Circuit Judge:

On December 7, 1971, the Securities Investor Protection Corporation (SIPC) applied to the United States District Court for the Western District of Washington for a decree adjudicating that the customers of Securities Northwest, Inc., (Debtor), were in need of the protection provided by the Securities Investor Protection Act of 1970 *624(SIPA), 15 U.S.C. § 78aaa et seq.1 The district court granted the application after making the finding required by section 78eee(b)(l)(A) and appointed a trustee for the purpose of conducting the liquidation of the business of the debtor as…

2Cases cited13 opinions

  1. Young v. Higbee Co.Supreme Court of the United States · 1945
  2. Edward J. Bloom v. United StatesCourt of Appeals for the Ninth Circuit · 1960
  3. Edwin A. And Pauline Teel v. United StatesCourt of Appeals for the Ninth Circuit · 1976
  4. Lewis C. McCarty Jr. v. The United StatesUnited States Court of Claims · 1971
  5. SECURITIES AND EXCHANGE COMMISSION v. ABERDEEN SECURITIES CO., INC., Et Al. Appeal of Sherwin SELIGSOHN Et Al.Court of Appeals for the Third Circuit · 1973

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3Cited by1 opinion

  1. Securities And Exchange Commission v. Securities Northwest, Inc.Court of Appeals for the Ninth Circuit · 1978

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