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Legal Opinion

Securities and Exchange Commission v. First Securities Company of Chicago

Court of Appeals for the First Circuit

Decided November 22, 1974No. 73-2026PublishedCited by 8 opinions

1Opinion of the Court

507 F.2d 417

Fed. Sec. L. Rep. P 94,410

SECURITIES AND EXCHANGE COMMISSION, Plaintiff-Appellee,

v.

FIRST SECURITIES COMPANY OF CHICAGO, a corporation,

Defendant-Appellee, Leon N. Carnovsky et al., 'Escrow

Claimants'-Appellants, (In 73-2026), 'Escrow

Claimants'-Appellees, (In 73-2027), Customer Creditors

Committee, Committee-Appellees, (In 73-2026),

Committee-Appellants, (In 73-2027), Keith B. Mc Ky, Receiver-Appellee.

Nos. 73-2026 and 73-2027.

United States Court of Appeals, Seventh Circuit.

Argued Sept. 16, 1974.

Decided Nov. 22, 1974.

Michael L. Weissman and Charles Aaron, Samuel H. Young, Chicago, Ill.,…

2Cases cited14 opinions

  1. Cunningham v. BrownSupreme Court of the United States · 1924
  2. Fed. Sec. L. Rep. P 94,499 Olga Hochfelder v. Midwest Stock Exchange, Leon S. Martin v. Midwest Stock ExchangeCourt of Appeals for the Seventh Circuit · 1974
  3. Fed. Sec. L. Rep. P 94,781 Olga Hochfelder v. Ernst & Ernst, Leon S. Martin v. Ernst & ErnstCourt of Appeals for the Seventh Circuit · 1974
  4. Clemens v. CraneIllinois Supreme Court · 1908
  5. Herbert Tepper v. Frank H. Chichester, Trustee in Bankruptcy of the Estate of Bennett-Manning Co., BankruptCourt of Appeals for the Ninth Circuit · 1961

9 more not listed; retrieve them via the Exa API.

3Cited by8 opinions

  1. Appleton v. First National Bank of OhioCourt of Appeals for the Sixth Circuit · 1995
  2. In Re: Old Naples Securities, Inc., Debtor. Theodore H. Focht, Securities Investor Protection Corp. v. Kevin Heebner, Eileen C. Brown, Merritt W. BrownCourt of Appeals for the Eleventh Circuit · 2000
  3. Securities Investor Protection Corp. v. C.J. Wright & Co. (In Re C.J. Wright & Co.)United States Bankruptcy Court, M.D. Florida · 1993
  4. WesBanco Bank Barnesville v. Rafoth (In re Baker & Getty Financial Services, Inc.)Court of Appeals for the Sixth Circuit · 1997
  5. CarVal UK Ltd. v. Giddens ex rel. SIPA Liquidation of Lehman Bros.Court of Appeals for the Second Circuit · 2015

3 more not listed; retrieve them via the Exa API.

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