Legal Opinion
Flego v. Philips, Appel & Walden, Inc.
District Court, D. New Jersey
Decided May 21, 1981No. Civ.A. 80-4090PublishedCited by 6 opinions
1Opinion of the Court
OPINION
WHIPPLE, Senior District Judge.
This matter is before the Court on defendant Philip Appel & Walden, Inc.’s motion to disqualify plaintiff Joan Flego’s attorney, William A. Despo, Esq. In the underlying action, plaintiff alleges that defendants, various broker-dealers registered with the Securities and Exchange Commission, violated section 17(a) of the Securities Act of 1933, and sections 10(b) and 15(c) of the Securities Act of 1934, by engaging in, among other things, unauthorized trading and churning of her stock accounts. Plaintiff also asserts common law claims for fraud, breach of…
2Cases cited5 opinions
- Fed. Sec. L. Rep. P 95,745 Dean Woods, and All Other Persons Similarly Situated v. Covington County Bank, Edward Hoglund v. Covington County BankCourt of Appeals for the Fifth Circuit · 1976
- Michael F. Armstrong v. Clovis McAlpinCourt of Appeals for the Second Circuit · 1980
- General Motors Corp. v. City of New YorkCourt of Appeals for the Second Circuit · 1974
- Board of Education v. NyquistCourt of Appeals for the Second Circuit · 1979
- Handelman v. WeissDistrict Court, S.D. New York · 1973
3Cited by6 opinions
- Laker Airways Ltd. v. Pan American World AirwaysDistrict Court, District of Columbia · 1984
- Poly Software International, Inc. v. Yu SuDistrict Court, D. Utah · 1995
- In re the Adoption of Gustavo G.Appellate Division of the Supreme Court of the State of New York · 2004
- Kosby v. CommissionerUnited States Tax Court · 1992
- In re the Adoption of Gustavo G.Appellate Division of the Supreme Court of the State of New York · 2004
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