Kay v. Abrams
New York Supreme Court
1Opinion of the Court
OPINION OF THE COURT
Edward H. Lehner, J.
The legal issues raised by the application before the court are: (i) whether the Attorney General of the State of New York should be permitted to intervene in this application by the petitioner stock broker to confirm an arbitration award directing the expungement from records of the Central Registration Depository (CRD) of all reference to an arbitration before a panel that acted under the auspices of the National Association of Securities Dealers (NASD) (now known as Financial Industry Regulatory Authority [FINRA]); (ii) whether the award may be…
2Cases cited8 opinions
- Rosenberg v. MetLife, Inc.New York Court of Appeals · 2007
- Gaines v. New York State Division of Housing & Community RenewalNew York Court of Appeals · 1997
- Salvano v. Merrill Lynch, Pierce, Fenner & Smith, Inc.New York Court of Appeals · 1995
- Tilbury Fabrics, Inc. v. Stillwater, Inc.New York Court of Appeals · 1982
- In re the Arbitration between RRN Associates, Inc.Appellate Division of the Supreme Court of the State of New York · 1996
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3Cited by2 opinions
- In re the Arbitration between Johnson & Trustee for the Casaburi FamilyNew York Supreme Court · 2008
- Nee v. Financial Industry Regulatory Authority, Inc.Massachusetts Superior Court · 2012