Legal Opinion

Raymond James Financial Services, Inc. v. Honea

Supreme Court of Alabama

Decided September 20, 2013No. 1110424PublishedCited by 1 opinion

1Opinion of the Court

SHAW, Justice.

Raymond James Financial Services, Inc. (“Raymond James”), and its employee, Bernard Michaud, the defendants below (hereinafter collectively referred to as “RJFS”), appeal from an order of the trial court vacating an arbitration award in their favor and entering a judgment in favor of Kathryn L. Honea, the plaintiff below. We dismiss the appeal for lack of subject-matter jurisdiction.

Honea, who had multiple investment accounts with Raymond James, sued RJFS in the Jefferson Circuit Court alleging violations of the Alabama Securities Act and seeking damages for breach of contract,…

2Cases cited14 opinions

  1. Nunn v. BakerSupreme Court of Alabama · 1987
  2. Cates v. BushSupreme Court of Alabama · 1975
  3. Birmingham News Co. v. HornSupreme Court of Alabama · 2004
  4. Horton Homes, Inc. v. ShanerSupreme Court of Alabama · 2008
  5. Hamilton Ex Rel. Slate-Hamilton v. ConnallySupreme Court of Alabama · 2006

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3Cited by1 opinion

  1. Honea v. Raymond James Fin. Servs., Inc.Supreme Court of Alabama · 2017

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