Legal Opinion
Securities & Exchange Commission v. Sourlis
Court of Appeals for the Second Circuit
Decided December 6, 2016No. Docket 14-2301-cv(L), 14-2937-cv(XAP), 15-3978-cvPublishedCited by 37 opinions
1Opinion of the Court
KEARSE, Circuit Judge:
In these consolidated appeals, filed or reinstated following a remand for final resolution of pending claims, see SEC v. Frohling, 614 Fed.Appx. 14 (2d Cir. 2015), defendant-cross-claimant-appellant-cross-appellee Virginia K. Sourlis pro se appeals from a November 25, 2015 Superseding Final Judgment of the United States District Court for the Southern District of New York, Miriam G. Cedarbaum, Judge, in this enforcement action brought by the Securities and Exchange Commission (“SEC”) in connection with public offerings of unregistered shares of stock of defendant…
2Cases cited15 opinions
- Anderson v. Liberty Lobby, Inc.Supreme Court of the United States · 1986
- Poller v. Columbia Broadcasting System, Inc.Supreme Court of the United States · 1962
- Securities and Exchange Commission v. First Jersey Securities, Inc. And Robert E. BrennanCourt of Appeals for the First Circuit · 1996
- Securities & Exchange Commission v. RazmilovicCourt of Appeals for the Second Circuit · 2013
- Securities Exchange Commission v. Monarch Funding Corporation, Leo M. Eisenberg, Steven R. Cloyes, and Richard M. Cannistraro, Richard O. BertoliCourt of Appeals for the Second Circuit · 1999
10 more not listed; retrieve them via the Exa API.
3Cited by37 opinions
- Charles Schwab Corp. v. Bank of America Corp.Court of Appeals for the Second Circuit · 2018
- Mindspirit, LLC v. Evalueserve Ltd.District Court, S.D. Illinois · 2018
- SEC v. FowlerCourt of Appeals for the Second Circuit · 2021
- SEC v. GovilCourt of Appeals for the Second Circuit · 2023
- CCM Rochester, Inc. v. Federated Investors, Inc.District Court, S.D. New York · 2017
32 more not listed; retrieve them via the Exa API.