Legal Opinion
Fed. Sec. L. Rep. P 97,568 Francisco Noa v. Key Futures, Inc.
Court of Appeals for the Ninth Circuit
Decided July 10, 1980No. 77-2334PublishedCited by 25 opinions
1Per curiam
In this action the appellants (plaintiffs below) charged the defendants with violations of the Securities Act of 1933,15 U.S.C. §§ 77a et seq., and the Securities and Exchange Act of 1934,15 U.S.C. §§ 78a et seq. The district court considered matters outside of the complaint and granted defendants’ motion for summary judgment.
A. Jurisdiction
Before turning to the merits of this appeal, we must first resolve a jurisdictional problem not raised by the parties. The Union Bank and Thomas F. Moore were two of several defendants in this case. As to them a summary judgment was granted on March 30,…
2Cases cited21 opinions
- United Mine Workers of America v. GibbsSupreme Court of the United States · 1966
- Securities and Exchange Commission v. W. J. Howey Co.Supreme Court of the United States · 1946
- United Housing Foundation, Inc. v. FormanSupreme Court of the United States · 1975
- Securities & Exchange Commission v. C. M. Joiner Leasing Corp.Supreme Court of the United States · 1943
- Fed. Sec. L. Rep. P 93,748 Securities and Exchange Commission v. Glenn W. Turner Enterprises, Inc.Court of Appeals for the Ninth Circuit · 1973
16 more not listed; retrieve them via the Exa API.
3Cited by25 opinions
- Edward A. Ashford v. Charles Steuart, Don Erby, Ray Beaman, Steve Stedfelt, and Maynard RossCourt of Appeals for the Ninth Circuit · 1981
- Securities and Exchange Commission v. Life Partners, Incorporated and Brian D. PardoCourt of Appeals for the D.C. Circuit · 1996
- Jim Long v. Shultz Cattle Company, Incorporated, an Oklahoma Corporation, and William B. ShultzCourt of Appeals for the Fifth Circuit · 1989
- Securities & Exchange Commission v. Mutual Benefits Corp.Court of Appeals for the Eleventh Circuit · 2005
- Balestra v. ATBCOIN LLCDistrict Court, S.D. Illinois · 2019
20 more not listed; retrieve them via the Exa API.