Legal Opinion
Securities & Exchange Commission v. Rosenthal
Court of Appeals for the Second Circuit
Decided June 9, 2011No. Docket 10-1204-cv(L); 10-1253(con)PublishedCited by 29 opinions
1Opinion of the Court
KATZMANN, Circuit Judge:
Defendants-Appellants Amir and Ayal Rosenthal (“Amir” and “Ayal”; collectively “defendants”) appeal from the judgment of the United States District Court for the Southern District of New York (Maas, Mag. /.), entered on February 1, 2010, granting the motion of Plaintiff-Appellee Securities and Exchange Commission (“SEC”) for partial summary judgment, ordering disgorgement, granting injunctive relief against Zvi and Amir Rosenthal, and imposing penalties on Zvi, Amir, and Ayal Rosenthal. In this opinion, we consider Amir and Ayal’s challenge to the imposition of…
2Cases cited11 opinions
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- Auer v. RobbinsSupreme Court of the United States · 1997
- Marvel Characters, Inc., Plaintiff-Counter-Defendant-Appellee v. Joseph H. Simon, Defendant-Counter-Claimant-AppellantCourt of Appeals for the Second Circuit · 2002
- United States v. FarhaneCourt of Appeals for the Second Circuit · 2011
- United States v. Charles R. DaurayCourt of Appeals for the Second Circuit · 2000
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3Cited by29 opinions
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- Catskill Mountains Chapter of Trout Unlimited, Inc. v. United States Environmental Protection AgencyCourt of Appeals for the Second Circuit · 2017
- United States v. ScottCourt of Appeals for the Second Circuit · 2021
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