Legal Opinion

Securities & Exchange Commission v. Frohling

Court of Appeals for the Second Circuit

Decided December 6, 2016No. Docket 13-3191-cvPublishedCited by 43 opinions

1Opinion of the Court

KEARSE, Circuit Judge:

In this appeal, which was reinstated following a remand for final resolution of pending claims, see SEC v. Frohling, 614 Fed.Appx. 14 (2d Cir. 2015), defendant-cross-claimant-cross-defendant-appellant John B. Frohling pro se appeals from a November 25, 2015 Superseding Final Judgment of the United States District Court for the Southern District of New York, Miriam G. Cedarbaum, Judge, in this enforcement action 'brought by the Securities and Exchange Commission (“SEC”) in connection with public offerings of unregistered shares of stock of defendant Greenstone Holdings,…

2Cases cited14 opinions

  1. Anderson v. Liberty Lobby, Inc.Supreme Court of the United States · 1986
  2. Poller v. Columbia Broadcasting System, Inc.Supreme Court of the United States · 1962
  3. Securities and Exchange Commission v. First Jersey Securities, Inc. And Robert E. BrennanCourt of Appeals for the First Circuit · 1996
  4. Securities & Exchange Commission v. RazmilovicCourt of Appeals for the Second Circuit · 2013
  5. Securities Exchange Commission v. Monarch Funding Corporation, Leo M. Eisenberg, Steven R. Cloyes, and Richard M. Cannistraro, Richard O. BertoliCourt of Appeals for the Second Circuit · 1999

9 more not listed; retrieve them via the Exa API.

3Cited by43 opinions

  1. SEC v. AhmedCourt of Appeals for the Second Circuit · 2023
  2. D'Addario v. D'AddarioCourt of Appeals for the Second Circuit · 2023
  3. Sec. & Exch. Comm'n v. RielDistrict Court, N.D. New York · 2017
  4. Sec. & Exch. Comm'n v. BerkeyDistrict Court, S.D. Illinois · 2019
  5. Cheng v. Canada Goose Holdings Inc.District Court, S.D. New York · 2021

38 more not listed; retrieve them via the Exa API.

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