Legal Opinion
Foy v. Thorp
Court of Appeals of Arizona
Decided June 20, 1996No. 1 CA-CV 95-0233PublishedCited by 17 opinions
1Opinion of the Court
OPINION
VOSS, Judge.
Stella Thorp appeals from the trial court’s order staying an arbitration proceeding she initiated with the National Association of Securities Dealers (NASD) against William Foy. Holding the trial court correctly found the dispute does not come within NASD’s arbitration provisions, we affirm.
Facts and Procedural History
The defendant, Stella Thorp, received an inheritance consisting of a ranch in Texas and certain oil and gas royalties. She was unsophisticated in investment and financial matters. In 1981, she met the plaintiff, William Foy, a financial planner and investment…
2Cases cited15 opinions
- Fed. Sec. L. Rep. P 93,748 Securities and Exchange Commission v. Glenn W. Turner Enterprises, Inc.Court of Appeals for the Ninth Circuit · 1973
- AG Edwards & Sons, Inc. v. ClarkSupreme Court of Alabama · 1990
- James E. Morgan v. Smith Barney, Harris Upham & Co.Court of Appeals for the Eighth Circuit · 1984
- John M. Pearce v. E.F. Hutton Group, Inc.Court of Appeals for the D.C. Circuit · 1987
- U.S. Insulation, Inc. v. Hilro Construction Co.Court of Appeals of Arizona · 1985
10 more not listed; retrieve them via the Exa API.
3Cited by17 opinions
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- Valder Law Offices v. Keenan Law FirmCourt of Appeals of Arizona · 2006
- Brake Masters Systems, Inc. v. GabbayCourt of Appeals of Arizona · 2003
- Valler v. LeeCourt of Appeals of Arizona · 1997
- Wages v. Smith Barney Harris Upham & Co.Court of Appeals of Arizona · 1997
12 more not listed; retrieve them via the Exa API.