Legal Opinion

Lucia v. Prospect Street

Court of Appeals for the First Circuit

Decided September 28, 1994No. 93-2055Published

1Opinion of the Court

USCA1 Opinion

United States Court of Appeals

United States Court of Appeals

For the First Circuit

For the First Circuit

____________________

No. 93-2055

ROBERT LUCIA, ET AL.,

Plaintiffs, Appellants,

v.

PROSPECT STREET HIGH INCOME PORTFOLIO, INC., ET AL.,

Defendants, Appellees.

____________________

No. 93-2056

ERIC MILLER, ET AL.,

Plaintiffs, Appellants,

v.

THE NEW AMERICAN HIGH INCOME FUND, ET AL.,

Defendants, Appellees.

____________________

APPEALS FROM THE UNITED STATES DISTRICT COURT

FOR THE DISTRICT OF MASSACHUSETTS

[Hon. A. David Mazzone, U.S. Senior District Judge]

__________________________

___________________…

2Cases cited14 opinions

  1. Ernst & Ernst v. HochfelderSupreme Court of the United States · 1976
  2. Basic Inc. v. LevinsonSupreme Court of the United States · 1988
  3. TSC Industries, Inc. v. Northway, Inc.Supreme Court of the United States · 1976
  4. James L. McCoy Administrator of the Electrical Workers Trust Funds, Etc. v. Massachusetts Institute of TechnologyCourt of Appeals for the First Circuit · 1991
  5. In Re Donald J. Trump Casino Securities Litigation--Taj Mahal Litigation. Sidney L. Kaufman, Suing Individually and on Behalf of a Class of Persons Similarly Situated Jerome Schwartz, Suing Individually and on Behalf of a Class of Persons Similarly Situated Peter Stuyvesant, Ltd., on Behalf of Itself and All Others Similarly Situated Susan Cagan Eric Cagan David E. Dougherty Jean Curzio Alexander L. Charnis Dorothy Arkell Fred Glossner Herman Krangel Robert Kloss Helen Kloss Fairmount Financial Corp. Joanne Gollomp Dino Del Zotto v. Trump's Castle Funding Trump's Castle Associates Limited Partnership, a New Jersey Limited Partnership Trump Taj Mahal Funding, Inc., a New Jersey Corporation Trump Taj Mahal Associates Limited Partnership, a New Jersey Limited Partnership Donald J. Trump Robert S. Trump John O'DOnnell Nathan Katz Tim Maland Francisco Tejeda Julian Menarguez Harvey I. Freeman Paul Henderson Patrick C. McKoy Edward M. Tracy Michael S. Vautrin Jeffrey A. Ross John P. Belisle Timothy G. Rose Lori Taylor C. "Bucky" Willard the Trump Organization, Inc. Trump Taj Mahal, Inc. Merrill Lynch, Pierce, Fenner & Smith Incorporated. Sidney L. Kaufman, Suing Individually and on Behalf of a Class of Persons Similarly Situated v. Trump's Castle Funding Trump's Castle Associates Limited Partnership, a New Jersey Limited Partnership Trump Taj Mahal Funding, Inc., a New Jersey Corporation Trump Taj Mahal Associates Limited Partnership, a New Jersey Limited Partnership Donald J. Trump. Jerome Schwartz, Suing Individually and on Behalf of a Class of Persons Similarly Situated v. Trump's Castle Funding, Inc. (A New Jersey Corporation) Trump's Castle Associates Limited Partnership (A New Jersey Limited Partnership) Trump Taj Mahal Funding, Inc. (A New Jersey Corporation) Trump Taj Mahal Associates Limited Partnership (A New Jersey Limited Partnership) Donald J. Trump. Peter Stuyvesant, Ltd., on Behalf of Itself and All Others Similarly Situated v. Donald J. Trump Robert S. Trump John O'DOnnell Trump Plaza Funding, Inc. Nathan Katz Tim Maland Trump Plaza Associates Francisco Tejeda Julian Menarguez Harvey I. Freeman Paul Henderson Patrick C. McKoy Edward M. Tracy Michael S. Vautrin Jeffrey A. Ross John P. Belisle Timothy G. Rose Trump's Castle Funding, Inc. Lori Taylor Trump's Castle Associates Limited Partnership. Susan Cagan Eric Cagan David E. Dougherty Jean Curzio v. Donald J. Trump Robert S. Trump Harvey I. Freeman C. "Bucky" Willard Trump Taj Mahal Funding, Inc. Trump Taj Mahal Associates Limited Partnership the Trump Organization, Inc. Trump Taj Mahal Incorporated Merrill Lynch, Pierce, Fenner & Smith Incorporated. Alexander L. Charnis Dorothy Arkell v. Donald J. Trump Robert S. Trump Harvey I. Freeman C. "Bucky" Willard Trump Taj Mahal Funding, Inc. Trump Taj Mahal Associates Limited Partnership the Trump Organization, Inc. Merrill Lynch, Pierce, Fenner & Smith Incorporated. Fairmont Financial Corp. Joanne Gollomp, on Behalf of Themselves and All Others Similarly Situated v. Donald J. Trump Harvey S. Freeman Robert S. Trump the Trump Organization, Inc. Merrill Lynch, Pierce, Fenner & Smith Incorporated Trump Taj Mahal Funding, Inc. Trump Taj Mahal, Inc. Trump Taj Mahal Associates Limited Partnership. Robert Kloss Helen Kloss v. Donald J. Trump Robert S. Trump Harvey I. Freeman C. "Bucky" Willard Trump Taj Mahal Associates Limited Partnership the Trump Organization, Inc. Trump Taj Mahal, Inc. Merrill Lynch, Pierce, Fenner & Smith Incorporated. Fred Glossner Herman Krangel v. Donald J. Trump Harvey S. Freeman Robert S. Trump the Trump Organization, Inc. Merrill Lynch, Pierce, Fenner & Smith Incorporated Trump Taj Mahal Funding, Inc. Trump Taj Mahal, Inc. Trump Taj Mahal Associates Limited Partnership. Dino Del Zotto v. Donald J. Trump Robert S. Trump Harvey I. Freeman C. "Bucky" Willard Trump Taj Mahal Funding, Inc. Trump Taj Mahal Associates the Trump Organization, Inc. Trump Taj Mahal, Inc. Merrill Lynch, Pierce, Fenner & Smith Incorporated, Joanne Gollomp, Susan Cagan, Eric Cagan, David E. Dougherty, Jean Curzio, Robert and Helen Kloss, Fred Glossner, Herman Krangel, Sidney Kaufman, Jerome Schwartz, Dino Del Zotto, Alexander L. Charnis and Dorothy Arkell, on Behalf of Themselves and All Others Similarly SituatedCourt of Appeals for the Third Circuit · 1993

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