Legal Opinion
Securities & Exchange Commission v. W. L. Moody & Co., Bankers (Unincorporated)
District Court, S.D. Texas
Decided March 25, 1974No. Civ. A. 72-G-167PublishedCited by 15 opinions
1Opinion of the Court
MEMORANDUM AND ORDER
NOEL, District Judge.
I. Preface
On the evening of September 6, 1972, the Securities and Exchange Commission (hereinafter called SEC) initiated this lawsuit. Named as defendants were W. L. Moody & Co., Bankers (Unincorporated) (hereinafter called Bank) and Shearn Moody, Jr. (hereinafter called Moody). 1 Simultaneously, the Court entered a Final Judgment (hereinafter called Consent Decree), which had been agreed to by all parties. It enjoined defendants from committing future violations of the federal securities laws. At the request of the SEC and without objection by Moody,…
2Cases cited35 opinions
- Stuart v. BoulwareSupreme Court of the United States · 1890
- Newton v. Consolidated Gas Co. of NYSupreme Court of the United States · 1922
- Massachusetts Mutual Life Insurance Company and College Inn, Inc. v. J. H. Brock, as Trustee of the Wingreen CompanyCourt of Appeals for the Fifth Circuit · 1969
- Finn v. Childs Co.Court of Appeals for the Second Circuit · 1950
- In Re OsofskyDistrict Court, S.D. New York · 1931
30 more not listed; retrieve them via the Exa API.
3Cited by15 opinions
- Fed. Sec. L. Rep. P 96,549, 18 Ucc rep.serv.2d 588 Securities and Exchange Commission v. Charles Phillip Elliott, Charles O. Farrar, Receiver-Appellee, Kenneth J. Davis, Linda J. Davis, Leroy H. Moeller, as Personal Representative of the Estates of Adolph Hagstrom, Squire J. Kingston, Elizabeth Woods, Caroline Estelle, Lynnis H. McClain Ted Masco, Anita K. Hailey, Earl Setterblade, Francis Setterblade, Lloyd Schutzman, Shirley Schutzman, Albert C. Heil, Melvin Burkhardt, Rosa Ella Burkhardt, Howard Dore, Ruth Dore, Gerald J. Braun, Christie Braun, Monica Brooke Braun, C. Albert Ducharme Trust and Catherine F. Ducharme Trust, Seaton F. McDaniel Josephine McDaniel Trudy and Sidney Kleiner, Claimants-Appellants. Securities and Exchange Commission v. Charles Phillip Elliott, Charles O. Farrar, Receiver-Appellee, Melvin Burkhardt and Rosa Ella Burkhardt, Movants-AppellantsCourt of Appeals for the Eleventh Circuit · 1992
- Trustees of the Amalgamated Insurance Fund v. Sheldon Hall Clothing, Inc. And Sheldon Mehrman, T/a Meyer D. Mehrman & Son and Sheldon MehrmanCourt of Appeals for the Third Circuit · 1989
- Hawaii Ventures, LLC v. Otaka, Inc.Hawaii Supreme Court · 2007
- Matter of Aminex Corp.United States Bankruptcy Court, S.D. New York · 1981
- Donovan v. RobbinsDistrict Court, N.D. Illinois · 1984
10 more not listed; retrieve them via the Exa API.