Legal Opinion
Securities & Exchange Commission v. Oxford Capital Securities, Inc.
District Court, S.D. New York
Decided May 21, 1992No. 92 Civ. 935 (WCC)PublishedCited by 11 opinions
1Opinion of the Court
OPINION AND ORDER
WILLIAM C. CONNER, District Judge.
This action was brought by the Securities and Exchange Commission (the “Commission”) on February 6, 1992 against defendants Oxford Capital Securities, Inc. (“Oxford Capital”), Oxford Consolidated Corporation (“Oxford Consolidated”), James A. Sehn, Samuel 0. Forson, Leonard C. Donner, and Guillermo P. Tolosa, charging violations of Sections 5(a), 5(c), and 17(a) of the Securities Act of 1933 [15 U.S.C. §§ 77e(a), (c), 77q(a)], Sections 10(b), 15(c)(1), and 17(a) of the Securities Exchange Act of 1934 [15 U.S.C. §§ 78j(b), 78o(c)(l), 78q(a)],…
2Cases cited15 opinions
- United States v. United Mine Workers of AmericaSupreme Court of the United States · 1947
- Rogers v. United StatesSupreme Court of the United States · 1951
- United States v. KordelSupreme Court of the United States · 1970
- United States v. RylanderSupreme Court of the United States · 1983
- Bellis v. United StatesSupreme Court of the United States · 1974
10 more not listed; retrieve them via the Exa API.
3Cited by11 opinions
- In Re Dg Acquisition Corp. Debtor. Dg Creditor Corp., Trustee for the Dg Creditor Trust v. Ivette Dabah, Barbara Dabah, Renee Dabah, and Yvette DabahCourt of Appeals for the Second Circuit · 1998
- State v. RichardSupreme Judicial Court of Maine · 1997
- In Re DG Acquisition Corp.United States Bankruptcy Court, S.D. New York · 1997
- Wella Corp. v. Wella Graphics, Inc.District Court, E.D. New York · 1994
- Columbia Gas Transmission Corporation v. Mangione Enterprises of Turf Valley, LPDistrict Court, D. Maryland · 1996
6 more not listed; retrieve them via the Exa API.