Legal Opinion
Cook v. United States Securities & Exchange Commission
District Court, D. Minnesota
Decided October 22, 2009No. 0:09-mj-00080PublishedCited by 1 opinion
1Opinion of the Court
MEMORANDUM OPINION AND ORDER
MICHAEL J. DAVIS, Chief Judge.
This matter is before the Court upon Plaintiff Trevor Cook’s (“Cook”) motion to stay the Securities and Exchange Commission’s (“SEC”) non public investigation styled as In re the Matter of Universal Brokerage FX, Inc., C-07471 (SEC Ex. A) pending the resolution of any criminal investigation against Cook.
Factual Background
In May 2009, the SEC commenced an investigation to determine possible securities violations committed by Universal Brokerage FX, Inc. (“UBFX”), Oxford Global Partners, LLC (“Oxford Global”) and Oxford Private Client…
2Cases cited8 opinions
- Landis v. North American Co.Supreme Court of the United States · 1936
- Securities & Exchange Commission v. RossCourt of Appeals for the Ninth Circuit · 2007
- Sprecher v. GraberCourt of Appeals for the Second Circuit · 1983
- Lunde v. HelmsCourt of Appeals for the Eighth Circuit · 1990
- Application of John A. Howard to Quash Summons Issued to Him by the Internal Revenue Service in Connection With His Tax Liability and to Vacate the Service in Connection With His Tax Liability and for a Temporary Stay of the Special Agents Hearing Pending Decision of the Application to Quash and Vacate. United States of AmericaCourt of Appeals for the Third Circuit · 1963
3 more not listed; retrieve them via the Exa API.
3Cited by1 opinion
- United States Securities and Exchange Commission v. MuskDistrict Court, S.D. New York · 2022