Legal Opinion

Calloway v. Marvel Entertainment Group

Court of Appeals for the Second Circuit

Decided August 12, 1988No. Nos. 275, 385, Docket 86-7752, 86-7754 and 87-7262PublishedCited by 121 opinions

1Opinion of the Court

WINTER, Circuit Judge:

This appeal and cross-appeal require us principally to decide whether sanctions of *1455$200,000 were properly imposed under Rule 11, Fed.R.Civ.P., on an attorney, his firm and his client. We also address the question of whether sanctions may be imposed under 28 U.S.C. § 1927 after a case has been settled and dismissed. The sanctioned attorney, Ray L. LeFlore, appeals from Judge Sweet’s award of $50,000 in sanctions against him individually and $73,-000 ($50,000 under Rule 11, $23,000 under Section 1927) against his now-dissolved law firm, Pavelic & LeFlore. LeFlore’s former…

2Cases cited22 opinions

  1. Susan Mary Kamen v. American Telephone & Telegraph Co., Patricia McDonald and Carol BuckhamCourt of Appeals for the Second Circuit · 1986
  2. Szabo Food Service, Inc. v. Canteen CorporationCourt of Appeals for the Seventh Circuit · 1987
  3. Browning Debenture Holders' Committee v. Dasa Corp.Court of Appeals for the Second Circuit · 1977
  4. Golden Eagle Distributing Corporation v. Burroughs Corporation, and Kirkland & EllisCourt of Appeals for the Ninth Circuit · 1986
  5. Chester R. Robinson and Wife, Frances Earline Robinson, and Roy K. Ewart and David B. Black v. The National Cash Register CompanyCourt of Appeals for the Fifth Circuit · 1987

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3Cited by121 opinions

  1. Frederick Lawrence White, Jr. Benjamin L. Staponski, Jr., and Gwen G. Caranchini v. General Motors Corporation, Inc.Court of Appeals for the Tenth Circuit · 1990
  2. In Re: Keegan Management Co., Securities Litigation. Michael Moore, and Lieff, Cabraser & Heimann Elizabeth J. Cabraser v. Keegan Management Company, a Delaware Corporation, Michael Moore, and Richard L. Jaeger Feldman, Waldman & Kline v. Keegan Management Company, a Delaware CorporationCourt of Appeals for the Ninth Circuit · 1996
  3. George Hadges, William M. Kunstler v. Yonkers Racing Corp.Court of Appeals for the Second Circuit · 1995
  4. Whiting v. LacaraCourt of Appeals for the Second Circuit · 1999
  5. John A. Healey, Michael S. Press v. Chelsea Resources, Ltd., Dominick & Dominick Securities, Inc. And Dominick & Dominick, IncorporatedCourt of Appeals for the Second Circuit · 1991

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