Legal Opinion
Securities and Exchange Commission v. Carroll
District Court, S.D. New York
Decided March 17, 2020No. 1:19-cv-07199Unknown
1Opinion
USDC SDNY UNITED STATES DISTRICT COURT DOCUMENT SOUTHERN DISTRICT OF NEW YORK ELECTRONICALLY FILED SECURITIES AND EXCHANGE DOC #: COMMISSION, DATE FILED: _ 3/17/2020 Plaintiff, -against- 19 Civ. 7199 (AT) MICHAEL A. CARROLL, MICHAEL V. ORDER PAPPAGALLO, Defendants. ANALISA TORRES, District Judge: Plaintiff, the Securities and Exchange Commission (the “SEC”), brings this action against Defendants, Michael A. Carroll and Michael V. Pappagallo, alleging violations of the Exchange Act of 1934 (the “Exchange Act”) and rules and regulations thereunder. Compl., ECF No. 37. Defendants have been…
2Cases cited11 opinions
- Landis v. North American Co.Supreme Court of the United States · 1936
- TSC Industries, Inc. v. Northway, Inc.Supreme Court of the United States · 1976
- Louis Vuitton Malletier S.A. v. LY USA, Inc.Court of Appeals for the Second Circuit · 2012
- United States v. Harold v. Gleason, Paul Luftig and J. Michael CarterCourt of Appeals for the Second Circuit · 1980
- Kashi v. GratsosCourt of Appeals for the Second Circuit · 1986
6 more not listed; retrieve them via the Exa API.